First Line of Defense Testing Manager [United States]

 

Introduction:

Since 1973, East West Bank has served as a pathway to success. With over 120 locations across the U.S. and Asia, we are the premier financial bridge between the East and West. Our teams of experienced, multi-cultural professionals help guide businesses and community members on both sides of the Pacific looking to explore new markets and create new opportunities, and our sustained growth and expertise in industries like real estate, entertainment and media, private equity and venture capital, and high-tech help build sustainable businesses and expand our associates’ potential for career advancement.

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Headquartered in California, East West Bank (Nasdaq: EWBC) is a top performing commercial bank with an exclusive focus on the U.S. and Greater China markets. With a strong foundation, and enterprising spirit and a commitment to absolute integrity, East West Bank gives people the confidence to reach further.

Overview:

The First Line of Defense Testing Manager will work within the Bank’s first line of defense function and will be responsible for designing, implementing, and managing the first line of defense testing function and team. The Manager will be responsible for selecting capable first line of defense testers and providing training to the first line testing team to conduct consistent and effective testing of control design and effectiveness, reporting, and tracking of results and remediation plans.

This role will require an individual with in-depth knowledge of the Bank’s policies, guidelines, and practices; exceptional relationship management; communication and influencing skills at all levels; a strong focus on execution; defining and implementing a sound first line testing and risk management program.

Responsibilities:

• Responsible for building and leading a team to perform first line testing of controls that evaluate the design and operating effectiveness of the first line’s key controls
• Provide internal controls training and development activities, including Bank-wide and targeted training to support continuous improvements of the first line testing program and to elevate controls management capabilities
• Support the development of control testing frameworks and methodologies
• Create and memorialize detailed control testing documentation and review commentary
• Manage and coordinate all risk activities to ensure material/key risks are identified, escalated, managed, tracked, and remediated timely
• Analyze, aggregate, and articulate the results/issues/recommendations related to control testing activities to senior management, management committees and/or executives
• Assist with the validation and closure of control issues as identified through testing results
• Act as central point of contact for the first line and building a strong working relationship with all business units, including second line (e.g., ERM and Corporate Compliance) and third line (e.g., Internal Audit)

Qualifications:

• In-depth experience with designing, planning, implementing, leading a testing/audit team, and effectively managing a testing/audit program
• Strong knowledge of banking operations, products, and services
• Effective verbal and written communication skills with strong influential skills
• Strong management skills to lead a team to execute a robust first line of testing program, including the identification, communication, reporting, escalation and validation of test results and remediation efforts.

Compensation: The base pay range for this position is USD $65,000.00/Yr. - USD $150,000.00/Yr. Exact offers will be determined based on job-related knowledge, skills, experience, and location.

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